several self-regulatory organizations file immediate rule changes with federal register
Cboe Exchange, Investors Exchange, MIAX Sapphire, and BOX Exchange filed rule changes affecting trading and fees.
Several self-regulatory organizations have filed proposed rule changes that became immediately effective, according to documents posted on the Federal Register website.
Cboe Exchange submitted a filing to amend the definition of Clearing Corporation in its rules and make corresponding changes throughout its rules.
Investors Exchange LLC filed two separate proposed rule changes: one to amend Rule 11.271 regarding the resumption of trading following a Level 3 market-wide circuit breaker halt, and another to amend the IEX Equities Fee Schedule.
MIAX Sapphire LLC filed a proposed rule change to amend fees applicable to the Floor Market Maker Fee and Floor Broker Breakup Credit for transactions in non-penny classes.
BOX Exchange LLC filed a proposed rule change to adopt rules governing the trading of FLEX equity options in electronic auctions.
All filings are part of routine regulatory updates and were posted as XML renditions on FederalRegister.gov, which is an unofficial informational resource pending official legal status from the Administrative Committee of the Federal Register.
- Federal Register (newest documents): Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Definition of Clearing Corporation in its Rules and Make Corresponding Changes Throughout its Rules
- Federal Register (newest documents): Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.271 Regarding the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt
- Federal Register (newest documents): Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) To Amend the IEX Equities Fee Schedule
- Federal Register (newest documents): Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees Applicable to the Floor Market Maker Fee and Floor Broker Breakup Credit for Transactions in Non-Penny Classes
- Federal Register (newest documents): Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Govern the Trading of FLEX Equity Options in Electronic Auctions
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